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Why Have a 10b5-1 Trading Plan? [CompanyCounselor]

knowmoremedia.com » 2007 » April » 4th » Why Have a 10b5-1 Trading Plan? [CompanyCounselor]

Tagged: securities, securities fraud

The following is not meant to be legal advice. Insiders often hold large amounts of stock in their own companies that their personal investment portfolios are inadequately diversified. Like other employees, insiders are people first, and may justifiably want to sell company stock for personal reasons such as the purchase of a house, education, care of a parent. However, these insiders often … Continue Reading »

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