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Know More Media - Legal - Mar 20, 2008
The following is not meant to be legal advice. How long does a public company need to keep audio replays of its conference calls on its web site? According to a Forbes.com study of 30 Dow Jones Industrial Average …
Also tagged: sec
CompanyCounselor - Mar 20, 2008
The following is not meant to be legal advice. How long does a public company need to keep audio replays of its conference calls on its web site? According to a Forbes.com study of 30 Dow Jones Industrial Average …
Also tagged: sec
Know More Media - Legal - Mar 1, 2008
The following is not meant to be legal advice. The press in late February 2008 was high on auction rate securities (ARS). ARS refers to debt instruments with a long-term maturity tied to a short term interest …
Also tagged: ars, accounting fraud
CompanyCounselor - Mar 1, 2008
The following is not meant to be legal advice. The press in late February 2008 was high on auction rate securities (ARS). ARS refers to debt instruments with a long-term maturity tied to a short term interest …
Also tagged: ars, accounting fraud
Know More Media - Legal - Feb 20, 2008
The following is not meant to be legal advice. Under Regulation FD, whenever a company spokesperson intends to make a material statement to market professionals or shareholders about the company that has not …
Also tagged: securities fraud
CompanyCounselor - Feb 20, 2008
The following is not meant to be legal advice. Under Regulation FD, whenever a company spokesperson intends to make a material statement to market professionals or shareholders about the company that has not …
Also tagged: securities fraud
CompanyCounselor - Feb 15, 2008
The following is not meant to be legal advice. Many companies have policies on who can communicate with external parties. These policies are important to ensure a company deals consistently with market …
Also tagged: insider trading
Know More Media - Legal - Feb 15, 2008
The following is not meant to be legal advice. Many companies have policies on who can communicate with external parties. These policies are important to ensure a company deals consistently with market …
Also tagged: insider trading
CompanyCounselor - Feb 13, 2008
The following is not meant to be legal advice. Companies trading on the NASDAQ may know that the press release review process should include an inquiry to see if the information release requires prior alert to NASDAQ …
Also tagged: accounting fraud
Know More Media - Legal - Feb 13, 2008
The following is not meant to be legal advice. Companies trading on the NASDAQ may know that the press release review process should include an inquiry to see if the information release requires prior alert to NASDAQ …
Also tagged: accounting fraud